Management Team

RCap Securities Team

Thomas Murphy
President, Head of Trading; Registered Series 7, 24 and 63

Jon Hunt
Managing Director, Trading; Registered Series 7 and 63

Chris Clasen
Managing Director, Trading; Registered Series 7; CFA

Richard Regan
Managing Director, Trading; Registered 3, 7, 55 and 63

Melissa Lawson
Chief Compliance Officer, Associate General Counsel, Corporate Secretary; Registered Series 7, 9, 10, 23 and 63

William Clark
Senior Vice President, Anti-Money Laundering Compliance Officer, FinOp; Registered Series 7, 24, 27 and 63

Felicia Brower
Chief Financial Officer, FinOp; Registered Series 27

Jason Kump
Managing Director, Trade Execution

Thomas Mullane
Executive Vice President, Trade Execution

John Frost
Executive Vice President; Registered Series 7 and 63

Mike Iannetta
Executive Vice President; Registered Series 7, 24 and 63